DFX Intelligence

C••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant12 years in industry

C••••• L•••

Advisor at A••••••• F•••••••• S••••••••• L••

DAYTON, OH

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Search this name across graphsid dfx:ria:85677a13-7209-bfae-5c8b-27369f5021e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• S••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• S••••••••• L••	Mixed wealth	Jun 20, 2024	n/a	yes	DAYTON, OH	Current employment
1• F••••••••	Former SEC adviser	Feb 22, 2024	May 21, 2024	no	Dayton, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1• F••••••••	A••••••• F•••••••• S••••••••• L••	May 21, 2024	Jun 20, 2024	30	Firm change	RIA to RIA
F•••• C•••••• A••••••• S•••••••	1• F••••••••	Mar 4, 2024	Feb 22, 2024

Relationships

Registered with (3)

→ A••••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Jun 20, 2024 to presentfactForm ADV
→ 1• F••••••••Registered adviserregistration: previous registration
Feb 22, 2024 to May 21, 2024factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 6, 2021 to Mar 4, 2024factForm ADV

Dated events

Occurred
May 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85677a13-7209-bfae-5c8b-27369f5021e2
First observed: May 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.