This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 28, 2011

First registration

Oct 22, 2018

Dual registered

yes, broker-dealer

IAPD individual key

5685369

• Occurred

  Apr 1, 2026
  Advisor changed firm

  Pablo Sotomayor left Corient for Cambridge Investment Research Advisors, Inc. (registered 2026-04-03)

  Form ADVobserved 6 days ago
• Occurred

  Aug 2, 2023
  Advisor changed firm

  Pablo Sotomayor left Intercontinental Wealth Advisors, Llc for Corient (registered 2023-08-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:856b3ca8-1655-7f00-6c7a-fb701b8707d0

First observed

Oct 22, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.