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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Julie Marie Barros

Advisor at LPL ENTERPRISE, LLC

ROSEVILLE, CA

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Search this name across graphsid dfx:ria:8570be07-e617-d9f1-e6d0-4571aa1fb043

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Aug 18, 2025
First registration: Nov 18, 2011
Dual registered: yes, broker-dealer
Other names: JULIE MARIE BHIWANDKER|JULIE MARIE BARROS|Julie Barros|JULIE M BARROS|JULIE M BHIWANDKER|JULIE BHIWANDKER
IAPD individual key: 5882164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Oct 28, 2025	n/a	yes	ROSEVILLE, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 24, 2019	Mar 26, 2020	no	CAMPBELL, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 23, 2018	Apr 12, 2019	no	SAN JOSE, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 2, 2015	Apr 12, 2018	no	Cupertino, CA\|Los Altos, CA	Previous registration
MORGAN STANLEY	Wirehouse	Nov 18, 2011	Mar 17, 2015	no	San Jose, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	LPL ENTERPRISE, LLC	Mar 26, 2020	Oct 28, 2025	2,042	Firm change after gap	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 12, 2019	May 24, 2019	42	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Apr 12, 2018	Apr 23, 2018	11	Firm change	Ibd to wirehouse
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Mar 17, 2015	Mar 2, 2015	-15	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Oct 28, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 24, 2019 to Mar 26, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 23, 2018 to Apr 12, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 2, 2015 to Apr 12, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 18, 2011 to Mar 17, 2015factForm ADV

Dated events

No dated event names this entity yet.