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Advisor at WESTCENTER ADVISORS LTD
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTCENTER ADVISORS LTD | State registered | Jan 11, 2018 | n/a | yes | HOUSTON, TX | Current employment |
| ROYAL FUND MANAGEMENT, LLC | Independent wealth | Jun 25, 2020 | Aug 13, 2021 | no | LADY LAKE, FL|Houston, TX | Previous registration |
| WESTPARK WEALTH ADVISORS, INC. | Independent wealth | Oct 27, 2016 | Nov 16, 2017 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| Spc | Bd affiliated wealth | Jun 12, 2013 | Oct 28, 2016 | no | HOUSTON, TX | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 24, 2010 | Jun 13, 2013 | no | Spring, TX|HOUSTON, TX | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | Aug 30, 2005 | Mar 27, 2009 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROYAL FUND MANAGEMENT, LLC | n/a | Aug 13, 2021 | n/a | n/a | Departure no registered destination | Departure |
| WESTPARK WEALTH ADVISORS, INC. | WESTCENTER ADVISORS LTD | Nov 16, 2017 | Jan 11, 2018 | 56 | Firm change | Other |
| Spc | WESTPARK WEALTH ADVISORS, INC. | Oct 28, 2016 | Oct 27, 2016 | -1 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | Spc | Jun 13, 2013 | Jun 12, 2013 | -1 | Firm change | Other |
| LEGEND ADVISORY, LLC | VOYA FINANCIAL ADVISORS, INC. | Mar 27, 2009 | Aug 24, 2010 | 515 | Firm change after gap | Other |