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Advisor at LPL FINANCIAL LLC
Lincoln, NE | CHEVY CHASE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 25, 2022 | n/a | yes | Lincoln, NE|CHEVY CHASE, MD | Current employment |
| CAPITAL CONSULTING & ASSET MANAGEMENT | Independent wealth | Apr 20, 2020 | Aug 23, 2022 | no | Lincoln, NE | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 13, 2017 | Mar 25, 2019 | no | COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL CONSULTING & ASSET MANAGEMENT | LPL FINANCIAL LLC | Aug 23, 2022 | Aug 25, 2022 | 2 | Firm change | RIA to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CAPITAL CONSULTING & ASSET MANAGEMENT | Mar 25, 2019 | Apr 20, 2020 | 392 | Firm change | Ibd to RIA |