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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ETF PORTFOLIO PARTNERS, INC.

CRD 128366

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8587f8c7-a043-5cec-326e-ae88815685ca

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 17, 2011 to Jan 23, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $431MItem 5.F on the latest filing (2026-01-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $431M
Private client RAUM: $420MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $108Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 429
Individual clients: 322
High net worth clients: 107
SEC number: 801-80946
CIK: 1635342
CRD: 128366
Filings on the tape: 23
First filed: Nov 17, 2011
Latest filed: Jan 23, 2026
Organised: Corporation, KS
Website: etfpp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD DEAN ROMEY	n/a	LEAWOOD, KS	22	41	2	no
Nicholas Montague Romey	Chartered Financial Analyst	LEAWOOD, KS	7	10	n/a	no
William Charles Romey	n/a	LEAWOOD, KS	4	13	n/a	no
Courtney Nichole Hicks	n/a	LEAWOOD, KS	1	18	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROMEY, DEBORAH, DONNA	VICE PRESIDENT, SECRETARY	C	yes	08/2003	Nov 17, 2011	Nov 8, 2024
ROMEY, RICHARD, DEAN	PRESIDENT, CHIEF COMPLIANCE OFFICER	C	yes	08/2003	Nov 17, 2011	Nov 8, 2024
JEFFREY LEWIS SCHLACHTER TRUST	Shareholder	B	no	08/2008	Nov 17, 2011	Nov 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Butler	Mo	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 23, 2026	$431M	$431M	8	4	1	n/a	n/a
2024	Feb 24, 2025	$369M	$368M	6	3	1	n/a	n/a
2023	Jan 31, 2024	$326M	$325M	6	3	1	n/a	n/a
2022	Feb 15, 2023	$271M	$270M	6	3	1	n/a	n/a
2021	Mar 17, 2022	$296M	$296M	5	3	0	n/a	n/a
2020	Feb 4, 2021	$245M	$244M	5	2	0	n/a	n/a
2019	Jan 27, 2020	$210M	$209M	5	2	0	n/a	n/a
2018	Jan 17, 2019	$169M	$168M	6	2	0	n/a	n/a
2017	Jan 10, 2018	$173M	$173M	6	2	0	n/a	n/a
2016	Jan 25, 2017	$145M	$144M	5	2	n/a	n/a	n/a
2015	Jan 26, 2016	$136M	$134M	5	2	n/a	n/a	n/a
2011	Feb 24, 2012	$75.7M	$74.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$431M	$369M	16.8%	$271M	16.7%	8	6	1	1

Relationships

Registered with (5)

← Courtney Nichole HicksAdvisorregistration: current employment
Apr 16, 2025 to presentfactForm ADV
← William Charles RomeyAdvisorregistration: current employment
Sep 28, 2021 to presentfactForm ADV
← Nicholas Montague RomeyAdvisorregistration: current employment
Aug 12, 2019 to presentfactForm ADV
← RICHARD DEAN ROMEYAdvisorregistration: current employment
Apr 16, 2004 to presentfactForm ADV
← WILLIAM EDWARD KOEHLERAdvisorregistration: previous registration
Jun 27, 2008 to Jan 23, 2012factForm ADV

Controls (2)

← ROMEY, DEBORAH, DONNAOwnerVICE PRESIDENT, SECRETARY, ownership code C, individual
Nov 17, 2011 to Nov 8, 2024factForm ADV
← ROMEY, RICHARD, DEANOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 17, 2011 to Nov 8, 2024factForm ADV

Owns (1)

← JEFFREY LEWIS SCHLACHTER TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Nov 17, 2011 to Nov 8, 2024factForm ADV

Dated events

Occurred
Jan 27, 2020
Control person left
Lewis Jeffrey Schlachter (Shareholder Owner) no longer on Schedule A of Etf Portfolio Partners, Inc. (listed 2019-12-20, absent 2020-01-27)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2015
First Form ADV filing
Etf Portfolio Partners, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8587f8c7-a043-5cec-326e-ae88815685ca
First observed: Nov 17, 2011
Last observed: Jan 23, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ETF PORTFOLIO PARTNERS, INC.

CRD 128366

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8587f8c7-a043-5cec-326e-ae88815685ca

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD DEAN ROMEY

n/a

LEAWOOD, KS

Nicholas Montague Romey

Chartered Financial Analyst

LEAWOOD, KS

n/a

William Charles Romey

n/a

LEAWOOD, KS

n/a

Courtney Nichole Hicks

n/a

LEAWOOD, KS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROMEY, DEBORAH, DONNA

VICE PRESIDENT, SECRETARY

yes

08/2003

Nov 17, 2011

Nov 8, 2024

ROMEY, RICHARD, DEAN

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

08/2003

Nov 17, 2011

Nov 8, 2024

JEFFREY LEWIS SCHLACHTER TRUST

Shareholder

08/2008

Nov 17, 2011

Nov 8, 2024

City

State

Country

Employees

Also broker-dealer

Butler

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 23, 2026

$431M

n/a

2024

Feb 24, 2025

$369M

$368M

n/a

2023

Jan 31, 2024

$326M

$325M

n/a

2022

Feb 15, 2023

$271M

$270M

n/a

2021

Mar 17, 2022

$296M

n/a

2020

Feb 4, 2021

$245M

$244M

n/a

2019

Jan 27, 2020

$210M

$209M

n/a

2018

Jan 17, 2019

$169M

$168M

n/a

2017

Jan 10, 2018

$173M

n/a

2016

Jan 25, 2017

$145M

$144M

n/a

2015

Jan 26, 2016

$136M

$134M

n/a

2011

Feb 24, 2012

$75.7M

$74.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$431M

$369M

16.8%

$271M

16.7%