DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
DUNMORE, PA | SHAVERTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 7, 2023 | n/a | yes | DUNMORE, PA|SHAVERTOWN, PA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jul 13, 2006 | Sep 20, 2023 | no | DUNMORE, PA|ALLENTOWN, PA|PLYMOUTH, PA|ALLENTOWN, PA|TUNKHANNOCK, PA|PITTSTON, PA|SHICKSHINNY, PA|PITTSTON, PA|KINGSTON, PA|EXETER, PA|PITTSTON, PA|SCRANTON, PA|DALLAS, PA|TAYLOR, PA|DUNMORE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Sep 20, 2023 | Sep 7, 2023 | -13 | Firm change | Wirehouse to ibd |
| P•• W••••• M••••••••• | W•••• F•••• A••••••• | Jul 12, 2006 | Jul 13, 2006 |
| Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jan 1, 2004 | Jul 12, 2006 | no | MOCANAQUA, PA|KINGSTON, PA|WILKES BARRE, PA|WILKES BARRE, PA|NANTICOKE, PA | Previous registration |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | May 29, 2003 | Jan 1, 2004 | no | KINGSTON, PA | Previous registration |
| Firm change |
| Other |
| J••••• H•••••••• W••• L••••• L•• | P•• W••••• M••••••••• | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |