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Reading the graph
Advisor at RWC FOR LIFE
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RWC FOR LIFE | State registered | Feb 15, 2022 | n/a | yes | NAPERVILLE, IL | Current employment |
| SIMPLICITY WEALTH | Mixed wealth | Nov 11, 2019 | Apr 29, 2022 | no | Naperville, IL|SUMMIT, NJ|Naperville, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | RWC FOR LIFE | Apr 29, 2022 | Feb 15, 2022 | -73 | Firm change after gap | RIA to state RIA |