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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

STEPHANIE GAYLETIPTON KARR

Advisor at RBC CAPITAL MARKETS, LLC

CEDAR RAPIDS, IA | Cedar Rapids, IA

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Search this name across graphsid dfx:ria:859ba754-7cba-bf72-dc85-b464d6815528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 11, 2000
First registration: Apr 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3260041

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 9, 2013	n/a	yes	CEDAR RAPIDS, IA\|Cedar Rapids, IA	Current employment
MORGAN STANLEY	Wirehouse	Feb 2, 2012	Jan 31, 2013	no	Cedar Rapids, IA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 27, 2005	Feb 14, 2012	no	CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 15, 2002	Jun 2, 2005	no	CEDAR RAPIDS, IA	Previous registration
SECURITIES CORPORATION OF IOWA	n/a	Apr 10, 2002	May 2, 2002	no	CEDAR RAPIDS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Jan 31, 2013	Jan 9, 2013	-22	Firm change	Wirehouse to ibd
RBC CAPITAL MARKETS, LLC	MORGAN STANLEY	Feb 14, 2012	Feb 2, 2012	-12	Firm change	Ibd to wirehouse
WELLS FARGO INVESTMENTS, LLC	RBC CAPITAL MARKETS, LLC	Jun 2, 2005	May 27, 2005	-6	Firm change	Other
SECURITIES CORPORATION OF IOWA	WELLS FARGO INVESTMENTS, LLC	May 2, 2002	May 15, 2002	13	Firm change	Other

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 27, 2005 to Feb 14, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 2, 2012 to Jan 31, 2013factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2002 to Jun 2, 2005factForm ADV
→ SECURITIES CORPORATION OF IOWARegistered adviserregistration: previous registration
Apr 10, 2002 to May 2, 2002factForm ADV

Dated events

No dated event names this entity yet.