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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

LELIS MARINA POND

Advisor at OSAIC WEALTH, INC.

CHESAPEAKE, VA

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Search this name across graphsid dfx:ria:85b783f3-3f3e-8232-2fa0-64bcee9920ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 27, 1998
First registration: Oct 14, 1998
Dual registered: yes, broker-dealer
Other names: LELIS SOLLOA|LELIS M POND
IAPD individual key: 2082829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	CHESAPEAKE, VA	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Sep 1, 2017	Nov 2, 2018	no	COLUMBUS, OH\|CHESAPEAKE, VA\|VIRGINIA BEACH, VA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 23, 2012	Sep 8, 2017	no	VIRGINIA BEACH, VA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 13, 2009	May 23, 2012	no	VIRGINIA BEACH, VA	Previous registration
FERRIS, BAKER WATTS, LLC	n/a	Oct 14, 1998	Mar 13, 2009	no	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
OPPENHEIMER & CO. INC.	SIGNATOR INVESTORS, INC.	Sep 8, 2017	Sep 1, 2017	-7	Firm change	Other
RBC CAPITAL MARKETS, LLC	OPPENHEIMER & CO. INC.	May 23, 2012	May 23, 2012	0	Firm change	Other
FERRIS, BAKER WATTS, LLC	RBC CAPITAL MARKETS, LLC	Mar 13, 2009	Mar 13, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Sep 1, 2017 to Nov 2, 2018factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
May 23, 2012 to Sep 8, 2017factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to May 23, 2012factForm ADV
→ FERRIS, BAKER WATTS, LLCRegistered adviserregistration: previous registration
Oct 14, 1998 to Mar 13, 2009factForm ADV

Dated events

No dated event names this entity yet.