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Advisor at J.P. MORGAN SECURITIES LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 13, 2018 | n/a | yes | New York, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 10, 2010 | Sep 23, 2011 | no | CHICAGO, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Nov 13, 2009 | no | Chicago, IL | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Sep 27, 2006 | Oct 1, 2008 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Mar 21, 2003 | Sep 27, 2006 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | J.P. MORGAN SECURITIES INC. | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |