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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

BALLINA CAPITAL, LLC

CRD 289598

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85c41a0a-39bd-4386-102b-3286331a1b0d

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Apr 25, 2024 to Jun 8, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.02 fund_share=0.0 institutional_share=0.96 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $486MItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $486M
Private client RAUM: $11.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $162Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
Individual clients: 6
SEC number: 801-130354
CRD: 289598
Filings on the tape: 7
First filed: Apr 25, 2024
Latest filed: Jun 8, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN DURKIN	n/a	EL SEGUNDO, CA	8	26	n/a	no
GERALD MICHAEL CREAN	n/a	EL SEGUNDO, CA	0	18	n/a	no
MARY MORRIS BIEGEL	Chartered Financial Analyst	EL SEGUNDO, CA \| ALEXANDRIA, VA	0	22	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DURKIN, KEVIN	Trustee	F	yes	07/2009	Apr 25, 2024	Oct 4, 2024
DURKIN, KEVIN	Manager	Na	yes	07/2017	Apr 25, 2024	Oct 4, 2024
Durkin, Kristina	Trustee	F	yes	07/2009	Apr 25, 2024	Oct 4, 2024
KEVIN DURKIN, AS TRUSTEE OF THE KEVIN AND KRISTINA DURKIN 2009 TRUST	Member	E	yes	07/2017	Apr 25, 2024	Oct 4, 2024
MAYETANI, RYAN, HIROAKI	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	Na	yes	10/2024	Oct 4, 2024	Oct 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$486M	$486M	6	2	0	n/a	n/a
2024	Feb 25, 2025	$329M	$329M	5	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$486M	$329M	47.6%	n/a	n/a	6	5	0	0

Relationships

Registered with (4)

← MARY MORRIS BIEGELAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← GERALD MICHAEL CREANAdvisorregistration: current employment
Jan 22, 2026 to presentfactForm ADV
← KEVIN DURKINAdvisorregistration: current employment
Oct 19, 2017 to presentfactForm ADV
← Deanna Maria AdamsAdvisorregistration: previous registration
Dec 17, 2021 to Nov 11, 2022factForm ADV

Controls (4)

← DURKIN, KEVINOwnerTRUSTEE, ownership code F, individual
Apr 25, 2024 to Oct 4, 2024factForm ADV
← MAYETANI, RYAN, HIROAKIOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER, ownership code NA, individual
Oct 4, 2024 to Oct 4, 2024factForm ADV
← Durkin, KristinaOwnerTRUSTEE, ownership code F, individual
Apr 25, 2024 to Oct 4, 2024factForm ADV
← KEVIN DURKIN, AS TRUSTEE OF THE KEVIN AND KRISTINA DURKIN 2009 TRUSTOwnerMEMBER, ownership code E, domestic entity
Apr 25, 2024 to Oct 4, 2024factForm ADV

Dated events

Occurred
Mar 6, 2026
Regulatory AUM changed
Ballina Capital, Llc reported RAUM $486.3M, up 48% from $329.4M (2025-10-21 to 2026-03-06)
Form ADVobserved 5 days ago
$157M
Occurred
Feb 25, 2025
Regulatory AUM changed
Ballina Capital, Llc reported RAUM $329.4M, up 194% from $111.9M (2024-10-04 to 2025-02-25)
Form ADVobserved 5 days ago
$218M
Occurred
Oct 4, 2024
Control person joined
Hiroaki Ryan Mayetani (Chief Compliance Officer/Chief Operating Officer) appeared on Schedule A of Ballina Capital, Llc
Form ADVobserved 5 days ago
Occurred
Apr 25, 2024
First Form ADV filing
Ballina Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Nov 11, 2022
Advisor changed firm
Deanna Maria Adams left Ballina Capital, Llc for Qca Capital Management Inc (registered 2023-01-06)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85c41a0a-39bd-4386-102b-3286331a1b0d
First observed: Apr 25, 2024
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BALLINA CAPITAL, LLC

CRD 289598

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85c41a0a-39bd-4386-102b-3286331a1b0d

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN DURKIN

n/a

EL SEGUNDO, CA

n/a

GERALD MICHAEL CREAN

n/a

EL SEGUNDO, CA

n/a

MARY MORRIS BIEGEL

Chartered Financial Analyst

EL SEGUNDO, CA | ALEXANDRIA, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DURKIN, KEVIN

Trustee

yes

07/2009

Apr 25, 2024

Oct 4, 2024

DURKIN, KEVIN

Manager

yes

07/2017

Apr 25, 2024

Oct 4, 2024

Durkin, Kristina

Trustee

yes

07/2009

Apr 25, 2024

Oct 4, 2024

KEVIN DURKIN, AS TRUSTEE OF THE KEVIN AND KRISTINA DURKIN 2009 TRUST

Member

yes

07/2017

Apr 25, 2024

Oct 4, 2024

MAYETANI, RYAN, HIROAKI

CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER

yes

10/2024

Oct 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$486M

n/a

2024

Feb 25, 2025

$329M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$486M

$329M

47.6%

n/a