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Advisor at PROSPERITY CAPITAL ADVISORS
South Easton, MA | WESTLAKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | Independent wealth | Jul 14, 2023 | n/a | yes | South Easton, MA|WESTLAKE, OH | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Oct 14, 2009 | Jul 27, 2023 | no | FRAMINGHAM, MA|HOUSTON, TX|NATICK, MA|SOUTH EASTON, MA|NATICK, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | PROSPERITY CAPITAL ADVISORS | Jul 27, 2023 | Jul 14, 2023 | -13 | Firm change | Ibd to RIA |