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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

WALTER WALEED COSMO

Advisor at LPL ENTERPRISE, LLC

ROSEMONT, IL | LAKE ZURICH, IL | NORTHBROOK, IL

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Search this name across graphsid dfx:ria:85cdffa2-5fa6-2cd9-942f-c2f45dbe5167

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 30, 1994
First registration: Aug 6, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2518712

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	NORTHBROOK, IL\|LAKE ZURICH, IL\|ROSEMONT, IL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jan 30, 2018	Nov 14, 2024	no	Lake Zurich, IL\|ROSEMONT, IL\|Hawthorn Woods, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jan 5, 2018	no	Buffalo Grove, IL\|Lake Zurich, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 6, 2008	Mar 25, 2017	no	ARLINGTON HEIGHTS, IL\|BUFFALO GROVE, IL\|ARLINGTON HEIGHTS, IL\|CHICAGO, IL\|ARLINGTON HTS, IL\|CHICAGO, IL\|BUFFALO GROVE, IL\|BUFFALO GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jan 5, 2018	Jan 30, 2018	25	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 30, 2018 to Nov 14, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jan 5, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 6, 2008 to Mar 25, 2017factForm ADV

Dated events

No dated event names this entity yet.