DFX Intelligence

W•••••• • R••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

W•••••• • R••• I•••••••••

W•••••• • R••• INVESTMENT MANAGEMENT CO, CRD 106343

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:85ce6e62-9854-9270-c922-c9b40aff88aa

Data as of Oct 11, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Oct 11, 2018
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• • R••• I•••••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $19B••• Locked
Discretionary RAUM: $19B
Private client RAUM: $70.8Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 143
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••• • R••• L•••• C•••••• G••••• F•••• L••	Other Private Fund	$9.8M	Apr 27, 2017	5	Mar 30, 2012	dropped	021-91614
W•••••• • R••• A•••• S••••••• F•••• L••	Other Private Fund	$2.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• B••••• K•••	SENIOR VICE PRESIDENT, DIRECTOR	Na	yes	03/2014	Apr 2, 2014	Oct 11, 2018
B••••• M•••• P••••••	SENIOR VICE PRESIDENT AND GENERAL COUNSEL	Na	yes	08/2018	Oct 11, 2018	Oct 11, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••••• • R•••• I•••	n/a	Former SEC adviser	$33B	Y	yes	n/a
I•• I••••••••• M••••••••• C••••••	n/a	Former SEC adviser	$1.6B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$19B	$32B	-39.5%	$52B	-28.1%	143	150	0	n/a

Relationships

Affiliated with (2)

→ I•• I•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ W•••••• • R•••Registered adviserother investment adviser, broker-dealer, control, common control
factForm ADV

Controls (11)

← S••••••• J•••• E•••OwnerEXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← S••••••• K•••• A•••••••Owner

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-12.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85ce6e62-9854-9270-c922-c9b40aff88aa
First observed: Mar 30, 2012
Last observed: Oct 11, 2018 96 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.