DFX Intelligence

N•••••••• I••••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

N•••••••• I••••••••• M••••••••• L•

CRD 308098

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:85d1cb16-14b2-698b-1c4f-74a63faab639

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 11
On other graphs: 2
Observed: Apr 8, 2020 to May 20, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•••••••• I••••••••• M••••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

N•••••••• I••••••••• M••••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••••••• I••••••••• F•••••• C•••••• I••• L•••	Private Equity Fund	$861M	May 20, 2026	13	Mar 31, 2021	reported	021-373696
S••••••••• P••••••• M••••• F••• C• L•••	Hedge Fund	$306M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• A•••••• S••••	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	02/2020	Apr 8, 2020	Mar 29, 2024
H••••• A•••••• S••••	MANAGING MEMBER	E	yes	02/2020	Apr 8, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• F•••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
I••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a
I••• I• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.7B	5.5%	$1.9B	14.3%	30	29	0	0

Relationships

Advises (9)

→ K••••••• P••••••• M••••• F••• B• L•••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ I••••••••• I••••••••• F•••••• C•••••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ I••••••••• I••••••••• F•••••• C•••••• I••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ L••••••• P••••••• M••••• F••• B• L•••

Dated events

Occurred
May 20, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$154M
Occurred
May 20, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$28.0M
Occurred
May 20, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$304M
Occurred
May 20, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85d1cb16-14b2-698b-1c4f-74a63faab639
First observed: Apr 8, 2020
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.