DFX Intelligence

L••• G••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

L••• G••• M•••••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85d47991-ed50-b22d-f5e0-69bcb7ea0327

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 5, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 13, 2025	n/a	yes	SAN DIEGO, CA\|Houston, TX\|HOUSTON, TX	Current employment
W•••••• S••••••••• I•••	Bd affiliated wealth	Oct 30, 2024	Aug 13, 2025	no	Pasadena, CA\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	L•• F•••••••• L••	Aug 13, 2025	Aug 13, 2025	0	Firm change	Ibd to ibd
B• R•••• W••••• A•••••••• I•••	W•••••• S••••••••• I•••	Nov 20, 2024	Oct 30, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
877:6413:CA:2025-08-13	Aug 13, 2025	Aug 13, 2025	PASADENA, CA	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2024 to Aug 13, 2025factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2022 to Nov 20, 2024factForm ADV
→ B• R•••• W••••• M•••••••••

Dated events

Occurred
Aug 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85d47991-ed50-b22d-f5e0-69bcb7ea0327
First observed: Apr 5, 1993
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.