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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Louisville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 8, 2022 | n/a | yes | Louisville, KY|Louisville, KY | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 25, 2018 | Sep 14, 2020 | no | LOUISVILLE, KY | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 24, 2015 | Jun 18, 2018 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 14, 2020 | Mar 8, 2022 | 540 | Firm change after gap | Ibd to ibd |
| ADVICE AND PLANNING SERVICES | U.S. BANCORP INVESTMENTS, INC. | Jun 18, 2018 | Jun 25, 2018 | 7 | Firm change | Ibd to ibd |