DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• W••••• L••
OAKBROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• W••••• L•• | Independent wealth | Sep 15, 2025 | n/a | yes | OAKBROOK, IL | Current employment |
| W••••• E••••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Mar 6, 2017 | Jul 18, 2025 | no | Northbrook, IL|PLYMOUTH, MN|ITASCA, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• E••••••••• A••••••• S•••••••• L•• | R••••••••• W••••• L•• | Jul 18, 2025 | Sep 15, 2025 | 59 | Firm change | Ibd to RIA |
| C•• F•••••••• A•••••••• L•• | W••••• E••••••••• A••••••• S•••••••• L•• | Mar 1, 2017 | Mar 6, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 156438:116407:IL:2017-03-01 | Mar 1, 2017 | Mar 6, 2017 | NORTHBROOK, IL | Firm change |
| C•• F•••••••• A•••••••• L•• | Former SEC adviser | Mar 24, 2016 | Mar 1, 2017 | no | NORTHBROOK, IL | Previous registration |
| M• F•••••••• A••••••• • V••••••• F•••••••• | Independent wealth | Jan 9, 2015 | Aug 24, 2015 | no | CHANHASSEN, MN | Previous registration |
| M• F•••••••• A••••••• • V••••••• F•••••••• | Independent wealth | Aug 25, 2014 | Dec 31, 2014 | no | CHANHASSEN, MN | Previous registration |
| 5 |
| Firm change |
| Other |
| M• F•••••••• A••••••• • V••••••• F•••••••• | C•• F•••••••• A•••••••• L•• | Aug 24, 2015 | Mar 24, 2016 | 213 | Firm change | Other |