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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RIVA RIDGE CAPITAL MANAGEMENT LP

CRD 137716

NEW YORK, NY

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Search this name across graphsid dfx:ria:85e18a5b-7c16-2bc6-fd5a-30ecff7302b7

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Feb 13, 2012 to Mar 29, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.94 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $758MItem 5.F on the latest filing (2026-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $758M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 11
Private funds: 5Schedule D 7.B(1)
Custody, client assets: $710M
SEC number: 801-73405
CRD: 137716
Filings on the tape: 17
First filed: Feb 13, 2012
Latest filed: Mar 29, 2026
Organised: Limited Partnership, DE
Website: rivaridgecapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RIVA RIDGE MASTER FUND, LTD.	Hedge Fund	$426M	Mar 25, 2024	76	Feb 13, 2012	reported	021-128942
GANDY CAPITAL LP	Hedge Fund	$125M	Mar 25, 2024	33	Mar 27, 2023	reported	021-443154
RIVA PRONTO MASTER FUND, LP	Hedge Fund	$9.5M	Mar 25, 2024	1	Mar 29, 2017	reported	n/a
HORNSILVER LLC	Hedge Fund	$9.3M	Mar 25, 2024	22	Mar 28, 2019	reported	n/a
RIVA PRIMA FUND LP	Hedge Fund	$3.3M	Mar 28, 2019	2	Mar 24, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINELLI, PETER, THOMAS	MANAGING MEMBER	C	yes	04/2024	Mar 25, 2024	Mar 25, 2024
FINELLI, PETER, THOMAS	MANAGING PARTNER AND PORTFOLIO MANAGER, LIMITED PARTNER	Na	yes	01/2015	Mar 25, 2024	Mar 25, 2024
GOLDEN, STEPHEN, HARRIS	MANAGING MEMBER	D	yes	04/2003	Feb 13, 2012	Mar 25, 2024
GOLDEN, STEPHEN, HARRIS	FOUNDING PARTNER AND PORTFOLIO MANAGER, LIMITED PARTNER	E	yes	02/2003	Feb 13, 2012	Mar 25, 2024
PARKS, DENNIS, EVAN	CFO, CCO	Na	yes	06/2003	Feb 13, 2012	Mar 25, 2024
RIVA RIDGE GP LLC	GENERAL PARTNER	B	yes	04/2003	Feb 13, 2012	Mar 25, 2024
SHIM, JAMES, (NMN)	FOUNDING PARTNER AND SENIOR ADVISOR, LIMITED PARTNER	Na	yes	02/2003	Feb 13, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RIVA PRONTO ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
RIVA RIDGE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$758M	$758M	8	6	0	5	n/a
2024	Mar 21, 2025	$695M	$695M	8	6	0	5	n/a
2023	Mar 25, 2024	$607M	$607M	9	7	0	4	$569M
2022	Mar 27, 2023	$548M	$548M	8	6	0	4	$520M
2021	Mar 29, 2022	$321M	$321M	8	6	0	3	$310M
2020	Mar 26, 2021	$242M	$242M	8	6	0	3	$227M
2019	Mar 30, 2020	$387M	$387M	8	5	0	3	$382M
2018	Mar 28, 2019	$520M	$520M	8	5	0	4	$520M
2017	Mar 26, 2018	$506M	$506M	8	5	0	3	$505M
2016	Mar 29, 2017	$450M	$450M	8	5	n/a	3	$449M
2015	Mar 24, 2016	$366M	$366M	8	5	n/a	2	$362M
2014	Mar 27, 2015	$346M	$346M	8	5	n/a	1	$336M
2013	Mar 18, 2014	$397M	$397M	8	5	n/a	1	$378M
2012	Mar 21, 2013	$709M	$709M	8	5	n/a	1	$680M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$758M	$695M	9.0%	$548M	11.4%	8	8	0	0

Relationships

Advises (5)

→ GANDY CAPITAL LPPrivate fundHedge Fund, IA
Mar 27, 2023 to presentfactForm ADV
→ RIVA RIDGE MASTER FUND, LTD.Private fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ HORNSILVER LLCPrivate fundHedge Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ RIVA PRONTO MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 29, 2017 to presentfactForm ADV
→ RIVA PRIMA FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 24, 2016 to Mar 28, 2019factForm ADV

Controls (5)

← SHIM, JAMES, (NMN)OwnerFOUNDING PARTNER AND SENIOR ADVISOR, LIMITED PARTNER, ownership code NA, individual
Feb 13, 2012 to Mar 25, 2024factForm ADV
← GOLDEN, STEPHEN, HARRISOwnerMANAGING MEMBER, ownership code D, individual
Feb 13, 2012 to Mar 25, 2024factForm ADV
← PARKS, DENNIS, EVANOwnerCFO, CCO, ownership code NA, individual
Feb 13, 2012 to Mar 25, 2024factForm ADV
← FINELLI, PETER, THOMASOwnerMANAGING MEMBER, ownership code C, individual
Mar 25, 2024 to Mar 25, 2024factForm ADV
← RIVA RIDGE GP LLCOwnerGENERAL PARTNER, ownership code B, domestic entity
Feb 13, 2012 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 25, 2024
Control person joined
Thomas Peter Finelli (Managing Partner And Portfolio Manager, Limited Partner) appeared on Schedule A of Riva Ridge Capital Management Lp
Form ADVobserved 4 days ago
Occurred
Mar 27, 2023
Regulatory AUM changed
Riva Ridge Capital Management Lp reported RAUM $547.8M, up 70% from $321.4M (2022-03-29 to 2023-03-27)
Form ADVobserved 4 days ago
$226M
Occurred
Mar 26, 2021
Regulatory AUM changed
Riva Ridge Capital Management Lp reported RAUM $242.3M, down 37% from $387.5M (2020-03-30 to 2021-03-26)
Form ADVobserved 4 days ago
$-145M
Occurred
Mar 30, 2020
Regulatory AUM changed
Riva Ridge Capital Management Lp reported RAUM $387.5M, down 25% from $519.8M (2019-03-28 to 2020-03-30)
Form ADVobserved 4 days ago
$-132M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85e18a5b-7c16-2bc6-fd5a-30ecff7302b7
First observed: Feb 13, 2012
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVA RIDGE CAPITAL MANAGEMENT LP

CRD 137716

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85e18a5b-7c16-2bc6-fd5a-30ecff7302b7

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RIVA RIDGE MASTER FUND, LTD.

Hedge Fund

$426M

Mar 25, 2024

Feb 13, 2012

reported

021-128942

GANDY CAPITAL LP

Hedge Fund

$125M

Mar 25, 2024

Mar 27, 2023

reported

021-443154

RIVA PRONTO MASTER FUND, LP

Hedge Fund

$9.5M

Mar 25, 2024

Mar 29, 2017

reported

n/a

HORNSILVER LLC

Hedge Fund

$9.3M

Mar 25, 2024

Mar 28, 2019

reported

n/a

RIVA PRIMA FUND LP

Hedge Fund

$3.3M

Mar 28, 2019

Mar 24, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINELLI, PETER, THOMAS

MANAGING MEMBER

yes

04/2024

Mar 25, 2024

FINELLI, PETER, THOMAS

MANAGING PARTNER AND PORTFOLIO MANAGER, LIMITED PARTNER

yes

01/2015

Mar 25, 2024

GOLDEN, STEPHEN, HARRIS

MANAGING MEMBER

yes

04/2003

Feb 13, 2012

Mar 25, 2024

GOLDEN, STEPHEN, HARRIS

FOUNDING PARTNER AND PORTFOLIO MANAGER, LIMITED PARTNER

yes

02/2003

Feb 13, 2012

Mar 25, 2024

PARKS, DENNIS, EVAN

CFO, CCO

yes

06/2003

Feb 13, 2012

Mar 25, 2024

RIVA RIDGE GP LLC

GENERAL PARTNER

yes

04/2003

Feb 13, 2012

Mar 25, 2024

SHIM, JAMES, (NMN)

FOUNDING PARTNER AND SENIOR ADVISOR, LIMITED PARTNER

yes

02/2003

Feb 13, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RIVA PRONTO ADVISORS LLC

n/a

yes

n/a

RIVA RIDGE ADVISORS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$758M

n/a

2024

Mar 21, 2025

$695M

n/a

2023

Mar 25, 2024

$607M

$569M

2022

Mar 27, 2023

$548M

$520M

2021

Mar 29, 2022

$321M

$310M

2020

Mar 26, 2021

$242M

$227M

2019

Mar 30, 2020

$387M

$382M

2018

Mar 28, 2019

$520M

2017

Mar 26, 2018

$506M

$505M

2016

Mar 29, 2017

$450M

n/a

$449M

2015

Mar 24, 2016

$366M

n/a

$362M

2014

Mar 27, 2015

$346M

n/a

$336M

2013

Mar 18, 2014

$397M

n/a

$378M

2012

Mar 21, 2013

$709M

n/a

$680M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$758M

$695M

9.0%

$548M

11.4%