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Advisor at HIGHTOWER ADVISORS, LLC
Lexington, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Oct 18, 2019 | n/a | yes | Lexington, MA | Current employment |
| LEXINGTON WEALTH MANAGEMENT, INC. | Former SEC adviser | May 31, 2018 | Dec 31, 2019 | no | Lexington, MA | Previous registration |
| PEAK FINANCIAL MANAGEMENT INC | Independent wealth | Apr 17, 2012 | Oct 1, 2014 | no | WELLESLEY, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEXINGTON WEALTH MANAGEMENT, INC. | HIGHTOWER ADVISORS, LLC | Dec 31, 2019 | Oct 18, 2019 | -74 | Firm change after gap | RIA to ibd |
| PEAK FINANCIAL MANAGEMENT INC | LEXINGTON WEALTH MANAGEMENT, INC. | Oct 1, 2014 | May 31, 2018 | 1,338 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 135507:145323:MA:2019-12-31 | Dec 31, 2019 | Oct 18, 2019 | LEXINGTON, MA | Firm change after gap |