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A••••••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••••••• C•••••• M•••••••••

A••••••••• C•••••• M•••••••••, LLC, CRD 111809

GREENWICH, CT

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Search this name across graphsid dfx:ria:85f60d3c-1b73-427a-25c9-2e9c00e73d14

Data as of Jul 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jul 24, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $297MItem 5.F on the latest filing (2015-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $297M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••••• F•••• I••••• M••••• F•••• L•••	Hedge Fund	$297M	Jul 24, 2015	6	Mar 29, 2012	reported	021-76326

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• M••••••• J•••••	CHIEF COMPLIANCE OFFICER	C	yes	08/2004	Mar 29, 2012	Jul 24, 2015
K•••••• T•••••• T•••••	PRESIDENT/MANAGING MEMBER	D	yes	11/2000	Mar 29, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$297M	$1.1B	-72.4%	$155M	24.1%	3	5	n/a	n/a

Relationships

Advises (1)

→ A••••••••• F•••• I••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (2)

← K•••••• T•••••• T•••••OwnerPRESIDENT/MANAGING MEMBER, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← C•••••• M••••••• J•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85f60d3c-1b73-427a-25c9-2e9c00e73d14
First observed: Mar 29, 2012
Last observed: Jul 24, 2015 135 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.