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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Scott Taylor Ririe

Advisor at J.P. MORGAN SECURITIES LLC

CEDAR HILLS, UT

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Search this name across graphsid dfx:ria:8609a992-660e-10a6-e37b-741cc48ec020

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jan 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 29, 2011
First registration: Jan 17, 2007
Dual registered: yes, broker-dealer
Other names: SCOTT TAYLOR RIRIE|Scott Ririe
IAPD individual key: 2652984

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 29, 2025	n/a	yes	CEDAR HILLS, UT	Current employment
TETON WEALTH GROUP LLC	Independent wealth	Mar 5, 2024	May 28, 2025	no	MURRAY, UT	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 1, 2023	Nov 30, 2023	no	SALT LAKE CITY, UT\|HOUSTON, TX	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Sep 9, 2022	Oct 4, 2022	no	HERRIMAN, UT\|DES MOINES, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 23, 2013	Jun 29, 2022	no	SALT LAKE CITY, UT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 17, 2007	Jan 24, 2008	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TETON WEALTH GROUP LLC	J.P. MORGAN SECURITIES LLC	May 28, 2025	Sep 29, 2025	124	Firm change	RIA to wirehouse
VALIC FINANCIAL ADVISORS, INC.	TETON WEALTH GROUP LLC	Nov 30, 2023	Mar 5, 2024	96	Firm change	Ibd to RIA
PRINCIPAL SECURITIES, INC.	VALIC FINANCIAL ADVISORS, INC.	Oct 4, 2022	May 1, 2023	209	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	PRINCIPAL SECURITIES, INC.	Jun 29, 2022	Sep 9, 2022	72	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Jan 24, 2008	Jul 23, 2013	2,007	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 29, 2025 to presentfactForm ADV
→ TETON WEALTH GROUP LLCRegistered adviserregistration: previous registration
Mar 5, 2024 to May 28, 2025factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 1, 2023 to Nov 30, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 9, 2022 to Oct 4, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 23, 2013 to Jun 29, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 17, 2007 to Jan 24, 2008factForm ADV

Dated events

Occurred
May 28, 2025
Advisor changed firm
Scott Taylor Ririe left Teton Wealth Group Llc for J.P. Morgan Securities Llc (registered 2025-09-29)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Scott Taylor Ririe left Valic Financial Advisors, Inc. for Teton Wealth Group Llc (registered 2024-03-05)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Scott Taylor Ririe left Principal Securities, Inc. for Valic Financial Advisors, Inc. (registered 2023-05-01)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2022
Advisor changed firm
Scott Taylor Ririe left Wells Fargo Advisors for Principal Securities, Inc. (registered 2022-09-09)
Form ADVobserved 4 days ago