DFX Intelligence

H••••••• K•• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

H••••••• K•• B•••••

Advisor at C••••••• R•••• W••••• P••••••

THURMONT, MD

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Search this name across graphsid dfx:ria:861848e3-947e-fd6e-2f51-6e76efdb2070

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• R•••• W••••• P••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• R•••• W••••• P••••••	Independent wealth	Feb 5, 2025	n/a	yes	THURMONT, MD	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Mar 9, 2022	May 1, 2025	no	Herndon, VA\|ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• P•••• A•••••••• L••	C••••••• R•••• W••••• P••••••	May 1, 2025	Feb 5, 2025	-85	Firm change after gap	Ibd to new firm
P•• W••••• M•••••••••	G•••• P•••• A•••••••• L••	Mar 11, 2022	Mar 9, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
313171:333113:MD:2025-05-01	May 1, 2025	Feb 5, 2025	ROCKVILLE, MD	Firm change after gap

Relationships

Registered with (4)

→ C••••••• R•••• W••••• P••••••Registered adviserregistration: current employment
Feb 5, 2025 to presentfactForm ADV
→ G•••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2022 to May 1, 2025factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 11, 2012 to Mar 11, 2022factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
May 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:861848e3-947e-fd6e-2f51-6e76efdb2070
First observed: May 4, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.