DFX Intelligence

Data Factory

RIA / WealthAdvisor18 years in industry

JUSTIN KYLE VESTMAN

Advisor at LAKE AVENUE FINANCIAL LLC

Bellevue, WA | PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:861d8ae3-4d5d-35a3-ccf1-dd577b58f730

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LAKE AVENUE FINANCIAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 20, 2007
First registration: Nov 25, 2008
Dual registered: no
IAPD individual key: 5309237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LAKE AVENUE FINANCIAL LLC	Independent wealth	Jan 10, 2022	n/a	yes	Bellevue, WA\|PASADENA, CA	Current employment
GOLDEN STATE EQUITY ADVISORS, LLC	Former SEC adviser	Mar 16, 2020	Jan 10, 2022	no	Bellevue, WA\|SOUTH COAST METRO, CA	Previous registration
GOLDEN STATE WEALTH MANAGEMENT, LLC	Independent wealth	Aug 3, 2016	Mar 13, 2020	no	POWELL, WY\|Santa Monica, CA\|POWELL, WY\|Santa Monica, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 9, 2016	no	BELLEVUE, WA\|BELLEVUE, WA\|LOS ANGELES, CA\|SANTA MONICA, CA\|SANTA MONICA, CA\|SANTA MONICA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	BELLEVUE, WA\|BELLEVUE, WA\|MERCER ISLAND, WA\|KIRKLAND, WA\|BELLEVUE, WA\|BELLEVUE, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Nov 25, 2008	May 2, 2009	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDEN STATE EQUITY ADVISORS, LLC	LAKE AVENUE FINANCIAL LLC	Jan 10, 2022	Jan 10, 2022	0	Firm change	RIA to new firm
GOLDEN STATE WEALTH MANAGEMENT, LLC	GOLDEN STATE EQUITY ADVISORS, LLC	Mar 13, 2020	Mar 16, 2020	3	Firm change	RIA to RIA
J.P. MORGAN SECURITIES LLC	GOLDEN STATE WEALTH MANAGEMENT, LLC	Aug 9, 2016	Aug 3, 2016	-6	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:167995:CA:2016-08-09	Aug 9, 2016	Aug 3, 2016	SANTA MONICA, CA	Firm change

Relationships

Registered with (6)

→ LAKE AVENUE FINANCIAL LLCRegistered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ GOLDEN STATE EQUITY ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 16, 2020 to Jan 10, 2022factForm ADV
→ GOLDEN STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 3, 2016 to Mar 13, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 9, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 25, 2008 to May 2, 2009factForm ADV

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
Justin Kyle Vestman left Golden State Equity Advisors, Llc for Lake Avenue Financial Llc (registered 2022-01-10)
Form ADVobserved 3 days ago