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J•••• N•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• N•• M••••

Advisor at M•••• I••••••••• P•••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:8626192d-ba32-996e-c528-97f8668c4323

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• I••••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• I••••••••• P•••••••• L••	State registered	Aug 16, 2022	n/a	yes	CHARLOTTE, NC	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	May 14, 2013	Aug 22, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M•••• I••••••••• P•••••••• L••	Aug 22, 2022	Aug 16, 2022	-6	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ M•••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Aug 16, 2022 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 14, 2013 to Aug 22, 2022factForm ADV

Dated events

Occurred
Aug 22, 2022
Advisor changed firm
J•••• N•• M•••• left E•••••• C•••••• M••••••••• L•• for M•••• I••••••••• P•••••••• L•• (registered 2022-08-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8626192d-ba32-996e-c528-97f8668c4323
First observed: May 14, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.