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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

CATHERINE ANN BRYANT

Advisor at LPL FINANCIAL LLC

CARY, NC

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Search this name across graphsid dfx:ria:8627af26-e519-2f2b-4d89-df869fa5f2db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Aug 28, 2009
First registration: Sep 14, 2009
Dual registered: yes, broker-dealer
Other names: CATHERINE ANN CURRAN|CATHERINE ANN CURRAN
IAPD individual key: 2189806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	CARY, NC\|CARY, NC\|CARY, NC	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 7, 2016	May 15, 2025	no	DURHAM, NC\|Durham, NC\|Carrboro, NC\|Durham, NC\|Carrboro, NC\|Cary, NC\|Cary, NC\|Durham, NC\|Cary, NC\|Holly Springs, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 28, 2013	Sep 6, 2016	no	DURHAM, NC\|DURHAM, NC\|DURHAM, NC\|RALEIGH, NC\|CHAPEL HILL, NC\|CARRBORO, NC\|DURHAM, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|DURHAM, NC\|DURHAM, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 29, 2009	Oct 26, 2012	no	CHAPEL HILL, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|ZEBULON, NC\|RALEIGH, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CARRBORO, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Sep 14, 2009	Sep 30, 2009	no	Raleigh, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
PNC WEALTH MANAGEMENT	CUSO FINANCIAL SERVICES, L.P.	Sep 6, 2016	Sep 7, 2016	1	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	PNC WEALTH MANAGEMENT	Oct 26, 2012	May 28, 2013	214	Firm change	Other
PRINCIPAL SECURITIES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Sep 30, 2009	Sep 29, 2009	-1	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 7, 2016 to May 15, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 28, 2013 to Sep 6, 2016factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 29, 2009 to Oct 26, 2012factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 14, 2009 to Sep 30, 2009factForm ADV

Dated events

No dated event names this entity yet.