DFX Intelligence

S•••••• C••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S•••••• C••• S•••

Advisor at C•••••• P•••••• W••••• A•••••••

PORT CHARLOTTE, FL | Sebring, FL

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Search this name across graphsid dfx:ria:8632f7da-df37-dab0-3c77-48ea98852437

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••• W••••• A•••••••	Independent wealth	Mar 10, 2025	n/a	yes	Sebring, FL\|PORT CHARLOTTE, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jul 23, 2018	Mar 31, 2025	no	SEBRING, FL\|Port Charlotte, FL\|Sebring, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•••••• P•••••• W••••• A•••••••	Mar 31, 2025	Mar 10, 2025	-21	Firm change	Ibd to new firm
T••••• A••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jul 13, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:333615:FL:2025-03-31	Mar 31, 2025	Mar 10, 2025	SEBRING, FL	Firm change
283390:149018:FL:2018-07-13	Jul 13, 2018	Jul 23, 2018	FORT MEADE, FL	Firm change

Relationships

Registered with (4)

→ C•••••• P•••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 10, 2025 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 23, 2018 to Mar 31, 2025factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 9, 2016 to Jul 13, 2018factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8632f7da-df37-dab0-3c77-48ea98852437
First observed: Apr 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.