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Advisor at LPL FINANCIAL LLC
VOORHEES, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 22, 2024 | n/a | yes | VOORHEES, NJ | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jul 20, 2022 | Mar 26, 2024 | no | VOORHEES, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 22, 2020 | May 25, 2022 | no | BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | LPL FINANCIAL LLC | Mar 26, 2024 | Mar 22, 2024 | -4 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | OSAIC FA, INC. | May 25, 2022 | Jul 20, 2022 | 56 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:6413:NJ:2024-03-25 | Mar 26, 2024 | Mar 22, 2024 | VOORHEES, NJ | Firm change |