DFX Intelligence

M••• K•••••• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst26 years in industry

M••• K•••••• O••

Advisor at S••• G••••• I••••••••• L••

DURANGO, CO | TARRYTOWN, NY

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Search this name across graphsid dfx:ria:86357085-c52b-1a65-4047-a3c167287ea1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• G••••• I••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• G••••• I••••••••• L••	Other adviser	Apr 8, 2015	n/a	yes	TARRYTOWN, NY\|DURANGO, CO	Current employment
A••••••• C•••••• M••••••••• L•	n/a	May 1, 2000	Aug 7, 2006	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• L•	S••• G••••• I••••••••• L••	Aug 7, 2006	Apr 8, 2015	3,166	Firm change after gap	Other

Relationships

Registered with (2)

→ S••• G••••• I••••••••• L••Registered adviserregistration: current employment
Apr 8, 2015 to presentfactForm ADV
→ A••••••• C•••••• M••••••••• L•Registered adviserregistration: previous registration
May 1, 2000 to Aug 7, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86357085-c52b-1a65-4047-a3c167287ea1
First observed: May 1, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.