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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

STEVEN JOEL JONES

Advisor at LPL FINANCIAL LLC

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86385a9c-4697-add1-4f33-2e06d9c18796

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 23, 1986
First registration: Apr 4, 1997
Dual registered: yes, broker-dealer
Other names: STEVEN J JONES
IAPD individual key: 1452921

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 26, 2018	n/a	yes	SEATTLE, WA	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Dec 28, 2015	Oct 29, 2018	no	SEATTLE, WA\|Bellevue, WA\|LAFAYETTE, CA	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 15, 2012	Dec 28, 2015	no	Bellevue, WA\|SEATTLE, WA	Previous registration
FIRST WASHINGTON CORPORATION	Independent wealth	Apr 4, 1997	Aug 31, 2012	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	LPL FINANCIAL LLC	Oct 29, 2018	Oct 26, 2018	-3	Firm change	Ibd to RIA
SIGNATOR FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Dec 28, 2015	Dec 28, 2015	0	Bulk transfer	Other
FIRST WASHINGTON CORPORATION	SIGNATOR FINANCIAL SERVICES, INC.	Aug 31, 2012	Aug 15, 2012	-16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
468:6413:CA:2018-10-26	Oct 29, 2018	Oct 26, 2018	LAFAYETTE, CA	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 26, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Dec 28, 2015 to Oct 29, 2018factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 15, 2012 to Dec 28, 2015factForm ADV
→ FIRST WASHINGTON CORPORATIONRegistered adviserregistration: previous registration
Apr 4, 1997 to Aug 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86385a9c-4697-add1-4f33-2e06d9c18796
First observed: Apr 4, 1997
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEVEN JOEL JONES

Advisor at LPL FINANCIAL LLC

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86385a9c-4697-add1-4f33-2e06d9c18796

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 26, 2018

n/a

yes

SEATTLE, WA

Current employment

SIGNATOR INVESTORS, INC.

Former SEC adviser

Dec 28, 2015

Oct 29, 2018

SEATTLE, WA|Bellevue, WA|LAFAYETTE, CA

Previous registration

SIGNATOR FINANCIAL SERVICES, INC.

Former SEC adviser

Aug 15, 2012

Dec 28, 2015

Bellevue, WA|SEATTLE, WA

Previous registration

FIRST WASHINGTON CORPORATION

Independent wealth

Apr 4, 1997

Aug 31, 2012

SEATTLE, WA|SEATTLE, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SIGNATOR INVESTORS, INC.

LPL FINANCIAL LLC

Oct 29, 2018

Oct 26, 2018

-3

Firm change

Ibd to RIA

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

Dec 28, 2015

Bulk transfer

Other

FIRST WASHINGTON CORPORATION

SIGNATOR FINANCIAL SERVICES, INC.

Aug 31, 2012

Aug 15, 2012

-16

Firm change

Other

Team

Left

Joined

From

Kind

468:6413:CA:2018-10-26

Oct 29, 2018

Oct 26, 2018

LAFAYETTE, CA

Firm change