DFX Intelligence

R•••••• T• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

R•••••• T• C••••••••

Advisor at D••••••••• F•••••••• M••••••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:863a5c84-c283-201b-00e7-6e5ad64b0a91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• F•••••••• M••••••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• F•••••••• M••••••••• G••••• L••	State registered	Jan 1, 2026	n/a	yes	BURBANK, CA\|Monrovia, CA\|Long Beach, CA	Current employment
D••••••••• F•••••••• M••••••••• G••••• L••	State registered	Mar 2, 2012	Dec 31, 2013	no	BURBANK, CA

Relationships

Registered with (1)

→ D••••••••• F•••••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Mar 2, 2012 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:863a5c84-c283-201b-00e7-6e5ad64b0a91
First observed: Mar 2, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.