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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CONCORDE FINANCIAL RESOURCES

CONCORDE FINANCIAL RESOURCES I INC., CRD 117836

YORK, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:863ddf69-dea4-dd32-ef28-c812a53cb0e7

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 27, 2012 to Jul 30, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $231MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $226M
Private client RAUM: $227MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 532
Individual clients: 157
High net worth clients: 74
Custody, client assets: $0
SEC number: 801-113094
CRD: 117836
Filings on the tape: 33
First filed: Mar 27, 2012
Latest filed: Jul 30, 2026
Organised: Corporation, NC
Website: concordefinancialresources.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARY CATHERINE FERGUSON	n/a	YORK, SC	13	25	n/a	yes
Kenan Christian Kurtz	n/a	YORK, SC	3	14	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FERGUSON, MARY, CATHERINE	President	E	yes	01/2020	Mar 27, 2012	Dec 3, 2024
TRUNCK, JESSICA, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	01/2015	Apr 1, 2015	Dec 3, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
York	Sc	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$231M	$226M	2	2	1	n/a	n/a
2024	Feb 24, 2025	$211M	$199M	2	2	1	n/a	n/a
2023	Mar 28, 2024	$183M	$172M	3	3	1	n/a	n/a
2022	Mar 18, 2023	$174M	$164M	3	2	1	n/a	n/a
2021	Mar 8, 2022	$204M	$190M	3	2	1	n/a	n/a
2020	Mar 23, 2021	$169M	$158M	3	2	1	n/a	n/a
2019	Mar 9, 2020	$138M	$126M	3	2	1	n/a	n/a
2018	Mar 27, 2019	$112M	$101M	4	3	1	n/a	n/a
2014	Apr 1, 2015	$75.3M	$58.3M	4	4	n/a	n/a	n/a
2013	Apr 24, 2014	$65.0M	$44.9M	4	4	n/a	n/a	n/a
2012	Feb 6, 2013	$57.0M	$46.0M	4	2	n/a	n/a	n/a
2011	Mar 27, 2012	$50.7M	$39.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$231M	$211M	9.4%	$174M	9.9%	2	2	1	1

Relationships

Registered with (3)

← Kenan Christian KurtzAdvisorregistration: current employment
Jan 17, 2023 to presentfactForm ADV
← MARY CATHERINE FERGUSONAdvisorregistration: current employment
Sep 10, 2013 to presentfactForm ADV
← JOHN MICHAEL MENSERAdvisorregistration: previous registration
May 4, 2017 to Sep 9, 2019factForm ADV

Controls (1)

← FERGUSON, MARY, CATHERINEOwnerPRESIDENT, ownership code E, individual
Mar 27, 2012 to Dec 3, 2024factForm ADV

Owns (1)

← TRUNCK, JESSICA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 1, 2015 to Dec 3, 2024factForm ADV

Dated events

Occurred
May 30, 2024
Control person left
Clayton James Faw (Secretary And Treasurer) no longer on Schedule A of Concorde Financial Resources (listed 2024-03-28, absent 2024-05-30)
Form ADVobserved 6 days ago
Occurred
May 30, 2024
Control person left
Earl Wade Sanders (Vice President) no longer on Schedule A of Concorde Financial Resources (listed 2024-03-28, absent 2024-05-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2018
First Form ADV filing
Concorde Financial Resources, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:863ddf69-dea4-dd32-ef28-c812a53cb0e7
First observed: Mar 27, 2012
Last observed: Jul 30, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONCORDE FINANCIAL RESOURCES

CONCORDE FINANCIAL RESOURCES I INC., CRD 117836

YORK, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:863ddf69-dea4-dd32-ef28-c812a53cb0e7

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARY CATHERINE FERGUSON

n/a

YORK, SC

n/a

yes

Kenan Christian Kurtz

n/a

YORK, SC

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FERGUSON, MARY, CATHERINE

President

yes

01/2020

Mar 27, 2012

Dec 3, 2024

TRUNCK, JESSICA, MARIE

CHIEF COMPLIANCE OFFICER

01/2015

Apr 1, 2015

Dec 3, 2024

City

State

Country

Employees

Also broker-dealer

York

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$231M

$226M

n/a

2024

Feb 24, 2025

$211M

$199M

n/a

2023

Mar 28, 2024

$183M

$172M

n/a

2022

Mar 18, 2023

$174M

$164M

n/a

2021

Mar 8, 2022

$204M

$190M

n/a

2020

Mar 23, 2021

$169M

$158M

n/a

2019

Mar 9, 2020

$138M

$126M

n/a

2018

Mar 27, 2019

$112M

$101M

n/a

2014

Apr 1, 2015

$75.3M

$58.3M

n/a

2013

Apr 24, 2014

$65.0M

$44.9M

n/a

2012

Feb 6, 2013

$57.0M

$46.0M

n/a

2011

Mar 27, 2012

$50.7M

$39.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$231M

$211M

9.4%

$174M

9.9%