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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CLS PARTNERS RETIREMENT SERVICES

CLSRS, LLC, CRD 181518

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:863ea18e-528a-4b9f-4ed7-dd49477355c5

Data as of Apr 13, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: May 12, 2015 to Apr 13, 2018
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

CLS Partners Retirement Services

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $285MItem 5.F on the latest filing (2018-04-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $76.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 39
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-112460
CRD: 181518
Filings on the tape: 10
First filed: May 12, 2015
Latest filed: Apr 13, 2018
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
POTTICHEN, AARON, ALLAN	MEMBER; CHIEF COMPLIANCE OFFICER	B	yes	03/2015	May 12, 2015	Apr 13, 2018
SCOTT, CLINT, LEE	MANAGING MEMBER	E	yes	03/2015	May 12, 2015	Apr 13, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C.L. SCOTT CORPORATE INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	1	no

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RETIREMENT AND WEALTH AT ALLIANT, LLC	2	Jul 9, 2018	Jun 29, 2018	AUSTIN, TX	Team lift out	Other	100.0%

Relationships

Controls (2)

← POTTICHEN, AARON, ALLANOwnerMEMBER; CHIEF COMPLIANCE OFFICER, ownership code B, individual
May 12, 2015 to presentfactForm ADV
← SCOTT, CLINT, LEEOwnerMANAGING MEMBER, ownership code E, individual
May 12, 2015 to presentfactForm ADV

Registered with (3)

← JONATHAN MARK TAPORCOAdvisorregistration: previous registration
Apr 12, 2018 to Jul 9, 2018factForm ADV
← DREW PATRICK WHITNEYAdvisorregistration: previous registration
Oct 14, 2016 to Jul 9, 2018factForm ADV
← David Nicolas GonzagaAdvisorregistration: previous registration
Oct 21, 2016 to Mar 30, 2017factForm ADV

Moved with (1)

→ RETIREMENT AND WEALTH AT ALLIANT, LLCRegistered adviser2 advisors, team lift out, same day
Jul 9, 2018 to Jun 29, 2018factForm ADV

Dated events

Occurred
Jan 17, 2018
First Form ADV filing
Cls Partners Retirement Services filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:863ea18e-528a-4b9f-4ed7-dd49477355c5
First observed: May 12, 2015
Last observed: Apr 13, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLS PARTNERS RETIREMENT SERVICES

CLSRS, LLC, CRD 181518

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:863ea18e-528a-4b9f-4ed7-dd49477355c5

Data as of Apr 13, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

POTTICHEN, AARON, ALLAN

MEMBER; CHIEF COMPLIANCE OFFICER

yes

03/2015

May 12, 2015

Apr 13, 2018

SCOTT, CLINT, LEE

MANAGING MEMBER

yes

03/2015

May 12, 2015

Apr 13, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

C.L. SCOTT CORPORATE INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dallas

United States

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RETIREMENT AND WEALTH AT ALLIANT, LLC

Jul 9, 2018

Jun 29, 2018

AUSTIN, TX

Team lift out

Other

100.0%