DFX Intelligence

S•••• A•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

S•••• A•••• W•••

Advisor at T••• N•••• A•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:863ecd20-1bbc-db14-36f6-3d56551c4a99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jul 26, 1996 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••• A•••• W•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• N•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• N•••• A•••••••• L••	Independent wealth	May 9, 2017	n/a	yes	DALLAS, TX	Current employment
A••••••• S••••••••• G••••• I•••	n/a	May 30, 2006	Nov 1, 2006	no	DALLAS, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• N•••• A•••••••• L••	A••••••• S••••••••• G••••• I•••	Dec 31, 2016	May 30, 2006	-3,868	Firm change after gap	Other
A••••••• S••••••••• G••••• I•••	T••• N•••• A•••••••• L••	Nov 1, 2006	May 9, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
116048:43730:TX:2016-12-31	Dec 31, 2016	May 30, 2006	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ T••• N•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 16, 2001 to Dec 31, 2016factForm ADV
→ A••••••• S••••••••• G••••• I•••Registered adviserregistration: previous registration
May 30, 2006 to Nov 1, 2006factForm ADV
→ L••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 26, 1996 to Jul 8, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:863ecd20-1bbc-db14-36f6-3d56551c4a99
First observed: Jul 26, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.