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Advisor at MAI CAPITAL MANAGEMENT, LLC
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Dec 21, 2011 | n/a | yes | CLEVELAND, OH | Current employment |
| FSM CAPITAL MANAGEMENT, LLC | Former SEC adviser | Mar 31, 2008 | Dec 8, 2011 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSM CAPITAL MANAGEMENT, LLC | MAI CAPITAL MANAGEMENT, LLC | Dec 8, 2011 | Dec 21, 2011 | 13 | Firm change | Other |