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RIA / WealthAdvisorCertified Financial Planner12 years in industry

GERSON ROBERT OSSERS

Advisor at SHUFRO, ROSE & CO., LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:8646f6fd-ca00-f00f-e0d4-42e1656dd8fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHUFRO, ROSE & CO., LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 16, 2013
First registration: Dec 17, 2013
Dual registered: no
Other names: GERSON ROBERTO OSSERS|Gerson Roberto Ossers|Robert Ossers
IAPD individual key: 6118195

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHUFRO, ROSE & CO., LLC	Independent wealth	Apr 9, 2020	n/a	yes	NEW YORK, NY	Current employment
SOURCE FINANCIAL ADVISORS, LLC	Former SEC adviser	Jun 21, 2018	Aug 20, 2019	no	NEW YORK, NY	Previous registration
Procyon	Mixed wealth	Jun 9, 2017	Jan 7, 2019	no	SHELTON, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 3, 2014	Jun 13, 2017	no	STAMFORD, CT	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Dec 17, 2013	May 20, 2014	no	FAIRFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOURCE FINANCIAL ADVISORS, LLC	SHUFRO, ROSE & CO., LLC	Aug 20, 2019	Apr 9, 2020	233	Firm change	RIA to RIA
Procyon	SOURCE FINANCIAL ADVISORS, LLC	Jan 7, 2019	Jun 21, 2018	-200	Firm change after gap	RIA to RIA
UBS FINANCIAL SERVICES INC.	Procyon	Jun 13, 2017	Jun 9, 2017	-4	Firm change	Wirehouse to new firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	UBS FINANCIAL SERVICES INC.	May 20, 2014	Jun 3, 2014	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:288239:CT:2017-06-13	Jun 13, 2017	Jun 9, 2017	STAMFORD, CT	Firm change

Relationships

Registered with (5)

→ SHUFRO, ROSE & CO., LLCRegistered adviserregistration: current employment
Apr 9, 2020 to presentfactForm ADV
→ SOURCE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 21, 2018 to Aug 20, 2019factForm ADV
→ PROCYONRegistered adviserregistration: previous registration
Jun 9, 2017 to Jan 7, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 3, 2014 to Jun 13, 2017factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Dec 17, 2013 to May 20, 2014factForm ADV

Dated events

No dated event names this entity yet.