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G•••••• P••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

G•••••• P••• K••••••

Advisor at L•••

LOS ANGELES, CA | Los Angeles, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:864d21dd-ffc6-f2f9-14ef-2be5fbc7a36e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: Jun 8, 2001 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• P••• K••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

G•••••• P••• K••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• L••• W•••••• L••	Bank affiliated wealth	Jun 12, 2024	n/a	yes	Los Angeles, CA\|NEW YORK, NY	Current employment
L•••	Independent wealth	Jul 1, 2015	n/a	yes	LOS ANGELES, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••• A•••••••	L•••	Jul 22, 2015	Jul 1, 2015	-21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119540:269866:CA:2015-07-22	Jul 22, 2015	Jul 1, 2015	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (3)

→ I•• L••• W•••••• L••Registered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ L•••Registered adviserregistration: current employment
Jul 1, 2015 to presentfactForm ADV
→ L••• A•••••••Registered adviserregistration: previous registration
Jun 8, 2001 to Jul 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:864d21dd-ffc6-f2f9-14ef-2be5fbc7a36e
First observed: Jun 8, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.