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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DBA STONE WEALTH MANAGEMENT

STONE ASSET MANAGEMENT, INC., CRD 132202

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:864dc893-36f9-3680-56a3-8a71d609d533

Data as of Mar 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Jun 29, 2017 to Mar 21, 2023
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $269MItem 5.F on the latest filing (2023-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $259M
Private client RAUM: $269MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 745
Individual clients: 130
High net worth clients: 70
Custody, client assets: $3.0M
SEC number: 801-110921
CRD: 132202
Filings on the tape: 17
First filed: Jun 29, 2017
Latest filed: Mar 21, 2023
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCGEHEE, BRITTANY, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Oct 5, 2018	Mar 21, 2023
STONE, WILLIAM, MORGAN	President	E	yes	06/2004	Jun 29, 2017	Mar 21, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 21, 2023	$269M	$259M	6	2	n/a	n/a
2021	Feb 11, 2022	$311M	$307M	6	3	n/a	n/a
2020	Mar 23, 2021	$245M	$242M	6	4	n/a	n/a
2019	Mar 23, 2020	$203M	$200M	5	3	n/a	n/a
2018	Mar 25, 2019	$170M	$169M	5	3	n/a	n/a
2017	Mar 27, 2018	$161M	$159M	5	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$269M	$311M	-13.5%	$203M	10.0%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AVIDIAN WEALTH SOLUTIONS	2	Oct 9, 2023	Jan 19, 2023	AUSTIN, TX	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← STONE, WILLIAM, MORGANOwnerPRESIDENT, ownership code E, individual
Jun 29, 2017 to presentfactForm ADV
← MCGEHEE, BRITTANY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 5, 2018 to presentfactForm ADV

Registered with (4)

← WILLIAM MORGAN STONEAdvisorregistration: previous registration
Sep 7, 2004 to Oct 9, 2023factForm ADV
← ANTONIO JOSE TOVARAdvisorregistration: previous registration
Jan 28, 2022 to Oct 9, 2023factForm ADV
← KACIE JOELLEN SWARTZAdvisorregistration: previous registration
Oct 7, 2013 to Dec 15, 2022factForm ADV
← Alexander Joseph GarciaAdvisorregistration: previous registration
Jul 3, 2018 to Jun 7, 2021factForm ADV

Moved with (1)

→ AVIDIAN WEALTH SOLUTIONSRegistered adviser2 advisors, team lift out, same day
Oct 9, 2023 to Jan 19, 2023factForm ADV

Dated events

Occurred
Oct 9, 2023
Team lift-out
2 advisors left DBA Stone Wealth Management (Austin, TX) for Avidian Wealth Solutions on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 9, 2023
Advisor changed firm
William Morgan Stone left Dba Stone Wealth Management for Avidian Wealth Solutions (registered 2023-01-19)
Form ADVobserved 6 days ago
Occurred
Oct 9, 2023
Advisor changed firm
Antonio Jose Tovar left Dba Stone Wealth Management for Avidian Wealth Solutions (registered 2023-01-18)
Form ADVobserved 6 days ago
Occurred
Dec 15, 2022
Advisor changed firm
Kacie Joellen Swartz left Dba Stone Wealth Management for Black Barn Financial, Llc (registered 2022-12-16)
Form ADVobserved 6 days ago
Occurred
Jun 29, 2017
First Form ADV filing
Stone Asset Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:864dc893-36f9-3680-56a3-8a71d609d533
First observed: Jun 29, 2017
Last observed: Mar 21, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DBA STONE WEALTH MANAGEMENT

STONE ASSET MANAGEMENT, INC., CRD 132202

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:864dc893-36f9-3680-56a3-8a71d609d533

Data as of Mar 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCGEHEE, BRITTANY, ANN

CHIEF COMPLIANCE OFFICER

yes

10/2018

Oct 5, 2018

Mar 21, 2023

STONE, WILLIAM, MORGAN

President

yes

06/2004

Jun 29, 2017

Mar 21, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 21, 2023

$269M

$259M

n/a

2021

Feb 11, 2022

$311M

$307M

n/a

2020

Mar 23, 2021

$245M

$242M

n/a

2019

Mar 23, 2020

$203M

$200M

n/a

2018

Mar 25, 2019

$170M

$169M

n/a

2017

Mar 27, 2018

$161M

$159M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$269M

$311M

-13.5%

$203M

10.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AVIDIAN WEALTH SOLUTIONS

Oct 9, 2023

Jan 19, 2023

AUSTIN, TX

Team lift out

RIA to RIA

100.0%