E•• C••••

Advisor at P•••••• W••••• M••••••••• L••

EDISON, NJ | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:864ddd28-9780-1873-67de-a880d267bd8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Mar 23, 2026	n/a	yes	EDISON, NJ\|SAN FRANCISCO, CA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Sep 29, 2025	Dec 22, 2025	no	NEW YORK, NY\|NEW YORK, NY\|Westfield, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	P•••••• W••••• M••••••••• L••	Dec 22, 2025	Mar 23, 2026	91	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 29, 2025 to Dec 22, 2025factForm ADV

Dated events

Occurred
Dec 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:864ddd28-9780-1873-67de-a880d267bd8c
First observed: Sep 29, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.