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S•••• E•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

S•••• E•••• H•••••

Advisor at E•••••••• A•••••••• L••

HONOLULU, HI

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Search this name across graphsid dfx:ria:865337d4-9689-216b-e729-f37887a83ff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Sep 6, 2024	n/a	yes	HONOLULU, HI\|HONOLULU, HI	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 2, 2018	Sep 11, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	E•••••••• A•••••••• L••	Sep 11, 2024	Sep 6, 2024	-5	Firm change	Ibd to ibd
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Nov 2, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6627:HI:2024-09-11	Sep 11, 2024	Sep 6, 2024	HONOLULU, HI	Firm change

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 19, 2000 to Oct 24, 2012factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Sep 11, 2024factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2012 to Nov 2, 2018factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
S•••• E•••• H••••• left O•••• W•••••• I••• for E•••••••• A•••••••• L•• (registered 2024-09-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:865337d4-9689-216b-e729-f37887a83ff7
First observed: May 19, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.