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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

WHALE ROCK CAPITAL MANAGEMENT

WHALE ROCK CAPITAL MANAGEMENT LLC, CRD 140746

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:865cd0fc-981a-3ef5-8968-50ef2e07ca58

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 10
On other graphs: 0
Observed: Mar 21, 2012 to Jun 2, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $13BItem 5.F on the latest filing (2026-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 19
Private funds: 8Schedule D 7.B(1)
Custody, client assets: $4.5B
SEC number: 801-71470
CIK: 1387322
CRD: 140746
Filings on the tape: 23
First filed: Mar 21, 2012
Latest filed: Jun 2, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WHALE ROCK FLAGSHIP MASTER FUND, LP	Hedge Fund	$4.6B	Apr 2, 2024	603	Mar 28, 2014	reported	021-89800
WHALE ROCK LONG OPPORTUNITES MASTER FUND, LP	Hedge Fund	$3.2B	Apr 2, 2024	275	Mar 30, 2020	reported	021-357990
WHALE ROCK FLAGSHIP FUND LP	Hedge Fund	$601M	Dec 20, 2013	90	Mar 21, 2012	dropped	021-89800
WHALE ROCK HYBRID MASTER FUND II, LP	Hedge Fund	$309M	Apr 2, 2024	78	Mar 31, 2021	reported	021-395905
WHALE ROCK LONG OPPORTUNITIES FUND II LP	Hedge Fund	$214M	Apr 2, 2024	1	Mar 30, 2020	reported	021-357991
WHALE ROCK LONG OPPORTUNITIES FUND IV(A) LP	Hedge Fund	$180M	Apr 2, 2024	2	Dec 21, 2023	reported	021-494667
WHALE ROCK HYBRID MASTER FUND, LP	Hedge Fund	$162M	Apr 2, 2024	48	Mar 31, 2021	reported	021-395906
WHALE ROCK FLAGSHIP (AI) FUND LP	Hedge Fund	$57.7M	Apr 2, 2024	45	Mar 21, 2012	reported	021-127427
WHALE ROCK FLAGSHIP FUND LTD	Hedge Fund	$45.1M	Dec 20, 2013	15	Mar 21, 2012	dropped	021-127426

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENZ, KENDELL, VICTORIA	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 28, 2024	Apr 2, 2024
FINNERAN, ROBERT, EDWARD	CHIEF FINANCIAL OFFICER	Na	yes	05/2023	May 11, 2023	Apr 2, 2024
HOUGHTLIN, JAMES, GADDIS	GENERAL COUNSEL	Na	yes	03/2018	Mar 29, 2018	Apr 2, 2024
KENNEDY, KRISTY, SOTT	CHIEF OPERATING OFFICER	Na	yes	07/2019	Mar 30, 2020	Apr 2, 2024
SACERDOTE, ALEXANDER, CORRADO	GENERAL PARTNER	F	yes	12/2010	Mar 21, 2012	Apr 2, 2024
SACERDOTE, ALEXANDER, CORRADO	CEO, OWNER, MANAGING MEMBER	E	yes	04/2006	Mar 21, 2012	Apr 2, 2024
PETER M SACERDOTE INVESTMENT PARTNERS, L.P.	Owner	B	no	04/2006	Mar 21, 2012	Apr 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WHALE ROCK CAPITAL HYBRID PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
WHALE ROCK CAPITAL LONG OPPORTUNITIES PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
WHALE ROCK CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$13B	$13B	31	10	0	8	n/a
2024	Mar 31, 2025	$12B	$12B	32	11	0	7	n/a
2023	Mar 28, 2024	$8.7B	$8.7B	32	12	0	7	$8.7B
2022	Mar 30, 2023	$8.0B	$8.0B	34	13	0	6	$8.0B
2021	Mar 31, 2022	$21B	$21B	37	17	0	6	$21B
2020	Mar 31, 2021	$25B	$25B	31	14	0	6	$25B
2019	Mar 30, 2020	$10B	$10B	23	9	0	4	$10B
2018	Mar 29, 2019	$5.7B	$5.7B	16	8	0	2	$5.7B
2017	Mar 29, 2018	$4.2B	$4.2B	16	8	0	2	$4.2B
2016	Mar 27, 2017	$2.2B	$2.2B	10	6	n/a	2	$2.2B
2015	Mar 30, 2016	$2.0B	$2.0B	10	5	n/a	2	$2.0B
2014	Mar 24, 2015	$1.5B	$1.5B	10	5	n/a	2	$1.5B
2013	Mar 28, 2014	$1.2B	$1.2B	8	4	n/a	2	$1.2B
2012	Mar 18, 2013	$665M	$665M	6	3	n/a	3	$665M
2011	Mar 21, 2012	$375M	$375M	n/a	n/a	n/a	3	$375M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13B	$12B	11.1%	$8.0B	17.7%	31	32	0	0

Relationships

Advises (9)

→ WHALE ROCK LONG OPPORTUNITIES FUND II LPPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ WHALE ROCK HYBRID MASTER FUND II, LPPrivate fundHedge Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ WHALE ROCK FLAGSHIP (AI) FUND LPPrivate fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ WHALE ROCK FLAGSHIP MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ WHALE ROCK HYBRID MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ WHALE ROCK LONG OPPORTUNITES MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ WHALE ROCK LONG OPPORTUNITIES FUND IV(A) LPPrivate fundHedge Fund, IA
Dec 21, 2023 to presentfactForm ADV
→ WHALE ROCK FLAGSHIP FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 21, 2012 to Dec 20, 2013factForm ADV
→ WHALE ROCK FLAGSHIP FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 21, 2012 to Dec 20, 2013factForm ADV

Controls (5)

← SACERDOTE, ALEXANDER, CORRADOOwnerGENERAL PARTNER, ownership code F, individual
Mar 21, 2012 to Apr 2, 2024factForm ADV
← HOUGHTLIN, JAMES, GADDISOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 29, 2018 to Apr 2, 2024factForm ADV
← KENNEDY, KRISTY, SOTTOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2020 to Apr 2, 2024factForm ADV
← FINNERAN, ROBERT, EDWARDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 11, 2023 to Apr 2, 2024factForm ADV
← BENZ, KENDELL, VICTORIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2024 to Apr 2, 2024factForm ADV

Owns (1)

← PETER M SACERDOTE INVESTMENT PARTNERS, L.P.OwnerOWNER, ownership code B, domestic entity
Mar 21, 2012 to Apr 2, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
Whale Rock Capital Management reported RAUM $11.7B, up 34% from $8.7B (2024-04-02 to 2025-03-31)
Form ADVobserved 4 days ago
$3.0B
Occurred
Mar 28, 2024
Control person joined
Victoria Kendell Benz (Chief Compliance Officer) appeared on Schedule A of Whale Rock Capital Management
Form ADVobserved 4 days ago
Occurred
May 11, 2023
Control person left
Patrick Brian Falahee (Cfo) no longer on Schedule A of Whale Rock Capital Management (listed 2023-03-30, absent 2023-05-11)
Form ADVobserved 4 days ago
Occurred
May 11, 2023
Control person joined
Edward Robert Finneran (Chief Financial Officer) appeared on Schedule A of Whale Rock Capital Management
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
Whale Rock Capital Management reported RAUM $8.0B, down 62% from $20.9B (2022-03-31 to 2023-03-30)
Form ADVobserved 4 days ago
$-12.9B
Occurred
Mar 31, 2021
Regulatory AUM changed
Whale Rock Capital Management reported RAUM $24.7B, up 139% from $10.3B (2020-03-30 to 2021-03-31)
Form ADVobserved 4 days ago
$14.4B
Occurred
Mar 30, 2020
Regulatory AUM changed
Whale Rock Capital Management reported RAUM $10.3B, up 80% from $5.7B (2019-03-29 to 2020-03-30)
Form ADVobserved 4 days ago
$4.6B
Occurred
Mar 30, 2020
Control person joined
Sott Kristy Kennedy (Chief Operating Officer) appeared on Schedule A of Whale Rock Capital Management
Form ADVobserved 4 days ago
Occurred
Sep 19, 2018
Regulatory AUM changed
Whale Rock Capital Management reported RAUM $5.7B, up 36% from $4.2B (2018-03-29 to 2018-09-19)
Form ADVobserved 4 days ago
$1.5B
Occurred
Mar 29, 2018
Regulatory AUM changed
Whale Rock Capital Management reported RAUM $4.2B, up 87% from $2.2B (2017-07-14 to 2018-03-29)
Form ADVobserved 4 days ago
$2.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:865cd0fc-981a-3ef5-8968-50ef2e07ca58
First observed: Mar 21, 2012
Last observed: Jun 2, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WHALE ROCK CAPITAL MANAGEMENT

WHALE ROCK CAPITAL MANAGEMENT LLC, CRD 140746

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:865cd0fc-981a-3ef5-8968-50ef2e07ca58

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WHALE ROCK FLAGSHIP MASTER FUND, LP

Hedge Fund

$4.6B

Apr 2, 2024

603

Mar 28, 2014

reported

021-89800

WHALE ROCK LONG OPPORTUNITES MASTER FUND, LP

Hedge Fund

$3.2B

Apr 2, 2024

275

Mar 30, 2020

reported

021-357990

WHALE ROCK FLAGSHIP FUND LP

Hedge Fund

$601M

Dec 20, 2013

Mar 21, 2012

dropped

021-89800

WHALE ROCK HYBRID MASTER FUND II, LP

Hedge Fund

$309M

Apr 2, 2024

Mar 31, 2021

reported

021-395905

WHALE ROCK LONG OPPORTUNITIES FUND II LP

Hedge Fund

$214M

Apr 2, 2024

Mar 30, 2020

reported

021-357991

WHALE ROCK LONG OPPORTUNITIES FUND IV(A) LP

Hedge Fund

$180M

Apr 2, 2024

Dec 21, 2023

reported

021-494667

WHALE ROCK HYBRID MASTER FUND, LP

Hedge Fund

$162M

Apr 2, 2024

Mar 31, 2021

reported

021-395906

WHALE ROCK FLAGSHIP (AI) FUND LP

Hedge Fund

$57.7M

Apr 2, 2024

Mar 21, 2012

reported

021-127427

WHALE ROCK FLAGSHIP FUND LTD

Hedge Fund

$45.1M

Dec 20, 2013

Mar 21, 2012

dropped

021-127426

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENZ, KENDELL, VICTORIA

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 28, 2024

Apr 2, 2024

FINNERAN, ROBERT, EDWARD

CHIEF FINANCIAL OFFICER

yes

05/2023

May 11, 2023

Apr 2, 2024

HOUGHTLIN, JAMES, GADDIS

GENERAL COUNSEL

yes

03/2018

Mar 29, 2018

Apr 2, 2024

KENNEDY, KRISTY, SOTT

CHIEF OPERATING OFFICER

yes

07/2019

Mar 30, 2020

Apr 2, 2024

SACERDOTE, ALEXANDER, CORRADO

GENERAL PARTNER

yes

12/2010

Mar 21, 2012

Apr 2, 2024

SACERDOTE, ALEXANDER, CORRADO

CEO, OWNER, MANAGING MEMBER

yes

04/2006

Mar 21, 2012

Apr 2, 2024

PETER M SACERDOTE INVESTMENT PARTNERS, L.P.

Owner

04/2006

Mar 21, 2012

Apr 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WHALE ROCK CAPITAL HYBRID PARTNERS LLC

n/a

yes

n/a

WHALE ROCK CAPITAL LONG OPPORTUNITIES PARTNERS LLC

n/a

yes

n/a

WHALE ROCK CAPITAL PARTNERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$13B

n/a

2024

Mar 31, 2025

$12B

n/a

2023

Mar 28, 2024

$8.7B

2022

Mar 30, 2023

$8.0B

2021

Mar 31, 2022

$21B

2020

Mar 31, 2021

$25B

2019

Mar 30, 2020

$10B

2018

Mar 29, 2019

$5.7B

2017

Mar 29, 2018

$4.2B

2016

Mar 27, 2017

$2.2B

n/a

$2.2B

2015

Mar 30, 2016

$2.0B

n/a

$2.0B

2014

Mar 24, 2015

$1.5B

n/a

$1.5B

2013

Mar 28, 2014

$1.2B

n/a

$1.2B

2012

Mar 18, 2013

$665M

n/a

$665M

2011

Mar 21, 2012

$375M

n/a

$375M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$13B

$12B

11.1%

$8.0B

17.7%