DFX Intelligence

J••• M••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••• M••••••• M••••

Advisor at M••••• S••••••

Charlotte, NC

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Search this name across graphsid dfx:ria:8664186b-c370-1f45-ee4c-0cabf6a53b0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 5, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 30, 2021	n/a	yes	Charlotte, NC	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 2, 2021	May 14, 2021	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	M••••• S••••••	May 14, 2021	Apr 30, 2021	-14	Firm change	Ibd to wirehouse
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Mar 2, 2021	Mar 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:149777:GA:2021-04-30	May 14, 2021	Apr 30, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2021 to May 14, 2021factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2013 to Mar 2, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8664186b-c370-1f45-ee4c-0cabf6a53b0a
First observed: Nov 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.