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Advisor at U.S. BANCORP ADVISORS, LLC
Los Angeles, CA | Santa Monica, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | May 20, 2009 | n/a | yes | Los Angeles, CA|Santa Monica, CA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | May 11, 2009 | no | LOS ANGELES, CA|SANTA MONICA, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Feb 23, 2006 | May 2, 2009 | no | LOS ANGELES, CA|SANTA MONICA, CA|LOS ANGELES, CA|SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | U.S. BANCORP ADVISORS, LLC | May 11, 2009 | May 20, 2009 | 9 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |