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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

GARRETT SMITH

Advisor at STRATEGIC ADVISERS LLC

KELLER, TX

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Search this name across graphsid dfx:ria:866b2015-d8a0-80be-a362-c3a53a79763a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 27, 2000
First registration: Apr 2, 2002
Dual registered: yes, broker-dealer
Other names: GARRETT IAN SMITH
IAPD individual key: 4198982

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	KELLER, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|KELLER, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 8, 2016	Jul 13, 2018	no	GREENWOOD VILLAGE, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Oct 26, 2016	no	ENGLEWOOD, CO\|LONE TREE, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 19, 2005	Dec 31, 2011	no	ENGLEWOOD, CO\|ALBUQUERQUE, NM\|Naperville, IL\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|Lone Tree, CO	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 24, 2003	Oct 16, 2003	no	TROY, MI	Previous registration
HOWE BARNES CAPITAL MANAGEMENT, INC.	n/a	Apr 2, 2002	Apr 2, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
SCHWAB WEALTH ADVISORY, INC.	STRATEGIC ADVISERS LLC	Oct 26, 2016	Nov 8, 2016	13	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHARLES SCHWAB & CO., INC.	Oct 16, 2003	Jul 19, 2005	642	Firm change after gap	Other
HOWE BARNES CAPITAL MANAGEMENT, INC.	BANC ONE SECURITIES CORPORATION	Apr 2, 2003	Mar 24, 2003	-9	Firm change	Other

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 8, 2016 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Oct 26, 2016factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 19, 2005 to Dec 31, 2011factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 24, 2003 to Oct 16, 2003factForm ADV
→ HOWE BARNES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 2, 2002 to Apr 2, 2003factForm ADV

Dated events

No dated event names this entity yet.