DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A•• W•••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• W••••• P•••••••• L•• | State registered | Oct 28, 2025 | n/a | yes | SUMMERVILLE, SC|SUMMERVILLE, SC | Current employment |
| A•• W•••••• L•• | Independent wealth | Feb 21, 2018 | n/a | yes | St. Simons Island, GA|THOMASVILLE, GA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | A•• W•••••• L•• | Oct 7, 2011 | Nov 30, 2011 | 54 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 |
| A•• W•••••• L•• | Independent wealth | Nov 30, 2011 | Dec 31, 2017 | no | ST SIMONS, GA|THOMASVILLE, GA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Oct 7, 2011 | no | SAINT SIMONS ISLAND, GA | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | May 19, 2003 | Jan 1, 2008 | no | ST. SIMONS ISLAND, GA|BRUNSWICK, GA|ST. LOUIS, MO | Previous registration |
| Bulk transfer |
| Other |