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RIA / WealthAdvisorCertified Financial Planner19 years in industry

Joseph Michael Allen

Advisor at ALLEN FINANCIAL PARTNERS

PRESCOTT, AZ

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Search this name across graphsid dfx:ria:86746cd5-efe6-bea6-19df-c1ef3741b2b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLEN FINANCIAL PARTNERS
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 19, 2019
First registration: Mar 1, 2019
Dual registered: no
Other names: Joe M Allen|Joseph M Allen
IAPD individual key: 7052252

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLEN FINANCIAL PARTNERS	No RAUM reported	Aug 6, 2026	n/a	yes	PRESCOTT, AZ	Current employment
LANE BROTHERS INVESTMENT COUNSEL	Independent wealth	Feb 27, 2024	Jul 31, 2026	no	PRESCOTT, AZ	Previous registration
CWM, LLC	Bd affiliated wealth	Mar 24, 2022	Apr 2, 2024	no	Prescott, AZ\|Prescott, AZ\|OMAHA, NE	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 24, 2022	Dec 31, 2022	no	PRESCOTT, AZ\|PRESCOTT, AZ\|ATLANTA, GA	Previous registration
EDWARD JONES	National bd RIA	Mar 1, 2019	Mar 24, 2022	no	Prescott, AZ\|ST LOUIS, MO\|PRESCOTT, AZ\|PRESCOTT VALLEY, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LANE BROTHERS INVESTMENT COUNSEL	ALLEN FINANCIAL PARTNERS	Jul 31, 2026	Aug 6, 2026	6	Firm change	RIA to new firm
CWM, LLC	LANE BROTHERS INVESTMENT COUNSEL	Apr 2, 2024	Feb 27, 2024	-35	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	CWM, LLC	Dec 31, 2022	Mar 24, 2022	-282	Firm change after gap	Ibd to ibd
EDWARD JONES	CETERA ADVISOR NETWORKS LLC	Mar 24, 2022	Mar 24, 2022	0	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ ALLEN FINANCIAL PARTNERSRegistered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ LANE BROTHERS INVESTMENT COUNSELRegistered adviserregistration: previous registration
Feb 27, 2024 to Jul 31, 2026factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Mar 24, 2022 to Apr 2, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 24, 2022 to Dec 31, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 1, 2019 to Mar 24, 2022factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
Joseph Michael Allen left Lane Brothers Investment Counsel for Allen Financial Partners (registered 2026-08-06)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Joseph Michael Allen left Cwm, Llc for Lane Brothers Investment Counsel (registered 2024-02-27)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Joseph Michael Allen left Cetera Advisor Networks Llc for Cwm, Llc (registered 2022-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Advisor changed firm
Joseph Michael Allen left Edward Jones for Cetera Advisor Networks Llc (registered 2022-03-24)
Form ADVobserved 4 days ago