DFX Intelligence

N••••• W••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

N••••• W••••• T•••••

Advisor at W••••• • A••••••••• I•••

ST. PAUL, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8675a401-2669-2b6c-a0c4-9c290c0d6e7a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• • A••••••••• I•••	Independent wealth	Jan 4, 2021	n/a	yes	ST. PAUL, MN	Current employment
C•• S••••••••• L••	Former SEC adviser	Jan 16, 2014	Jan 6, 2021	no	ST PAUL, MN\|ST. PAUL, MN\|ST PAUL, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	C•• S••••••••• L••	Jan 6, 2021	Jan 16, 2014	-2,547	Channel change	Other
C•• S••••••••• L••	S••••••• F•••••••• S•••••••• I•••	Jan 6, 2021	Jan 16, 2014

Relationships

Registered with (3)

→ W••••• • A••••••••• I•••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2014 to Jan 6, 2021factForm ADV
→ C•• S••••••••• L••Registered adviserregistration: previous registration
Jan 16, 2014 to Jan 6, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8675a401-2669-2b6c-a0c4-9c290c0d6e7a
First observed: Jan 16, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.