C•••• M• K•••••

Advisor at L•• F•••••••• L••

ALTOONA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8686e058-210f-f4f3-1a1c-3b613c3c4c5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 16, 2025	n/a	yes	ALTOONA, PA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jun 15, 2010	Dec 31, 2016	no	TYRONE, PA\|ALTOONA, PA\|ALTOONA, PA\|TYRONE, PA\|HOLIDAYSBURG, PA\|ALTOONA, PA\|ALTOONA, PA\|ALTOONA, PA\|STATE COLLEGE, PA\|DUNCANSVILLE, PA\|STATE COLLEGE, PA\|DES MOINES, IA\|ALTOONA, PA\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• C•••••• M••••••••• I•••	P•••••••• S••••••••• I•••	Apr 1, 2026	Jun 15, 2010	-5,769	Firm change after gap	Other
P•••••••• S••••••••• I•••	L•• F•••••••• L••	Dec 31, 2016	Jul 16, 2025

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 16, 2025 to presentfactForm ADV
→ H•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2005 to Apr 1, 2026factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2010 to Dec 31, 2016factForm ADV

Dated events

Occurred
Apr 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8686e058-210f-f4f3-1a1c-3b613c3c4c5b
First observed: Jun 14, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.