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C•••••• R••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

C•••••• R••• N••••

Advisor at L•• F•••••••• L••

ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:8694252d-6458-baea-9ece-ead1c509f674

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2021	n/a	yes	ALBUQUERQUE, NM	Current employment
W•••••• • R•••	Former SEC adviser	Aug 2, 2018	Jul 21, 2021	no	ALBUQUERQUE, NM\|LAS VEGAS, NV\|ALBUQUERQUE, NM

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	L•• F•••••••• L••	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
C•• F•••••••• G••••• I•••	W•••••• • R•••	Mar 27, 2018

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 2, 2018 to Jul 21, 2021factForm ADV
→ C•• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 1, 2016 to Mar 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8694252d-6458-baea-9ece-ead1c509f674
First observed: Dec 2, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.